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State and Federal Compliance With the Synar Amendment
Federal Fiscal Year 1998
Joseph R. DiFranza, MD
Arch Pediatr Adolesc Med. 2001;155:572-578.
Background The Synar Amendment requires states and territories to enact a law prohibiting
the sale of tobacco to minors and to enforce that law in a manner that could
reasonably be expected to decrease the availability of tobacco to minors.
Objective To determine if the Department of Health and Human Services (DHHS) and
applicant states and territories are complying with the Synar Amendment.
Data Sources Block grant applications from 59 states and territories describing activities
during the federal fiscal year 1998.
Measures Whether applicants had enacted a tobacco sales law without loopholes,
conducted enforcement inspections, penalized violators, and conducted a valid
statewide survey with violation rates below the permissible threshold, and
whether DHHS actions were consistent with the statutory requirements of the
Synar Amendment.
Results Three applicants had laws containing loopholes, 6 failed to conduct
enforcement inspections, 7 failed to prosecute violators, 2 failed to conduct
a valid survey, and 10 failed to demonstrate compliance with violation rate
goals. Fifteen applicants failed 1 or more criteria and 8 were ultimately
penalized by DHHS. No measurable progress in reducing violation rates was
reported by 30 states, with 16 reporting an increase during the previous year.
Twenty-four applicants were granted delays.
Conclusions States that demonstrated remarkable progress were balanced by states
with worsening performance; as a whole there was no significant national progress
toward reducing the availability of tobacco to youths. This failure can be
attributed to inadequate resources devoted to enforcement and reliance on
merchant education in lieu of bona fide law enforcement.
From the Department of Family Medicine and Community Health, University
of Massachusetts Medical School, Worcester.
Corresponding author and reprints: Joseph R. DiFranza, MD, Department
of Family Medicine and Community Health, 55 Lake Ave, University of Massachusetts
Medical School, Worcester, MA 01655.
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